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Artificial Production Review Committee Meeting

Monday, June 14, 1999

NWPPC Conference Room, Portland, Oregon 

Meeting in a workshop session, the Production Review Committee (PRC) discussed the draft policy report that is to be submitted to Congress later this summer.  Facilitator Jim Waldo said he and the staff will rework some passages in the document to reflect the committee members’ concerns; comments on the draft will be taken until June 22.  The committee launched into a discussion of how the region might implement and fund the artificial production policies, deciding by day’s end to form a subgroup to work up recommendations.  A list of attendees is attached to this report.

HIGHLIGHTS

Praise From Lohn

An Overview of the APR Report

A Crack at the General Policies

Guidelines and Performance Standards

Implementing the Artificial Production Policies
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Praise From Lohn

Bob Lohn, the new director of the Northwest Power Planning Council’s Fish and Wildlife Program, said he was “struck and amazed” by the amount of progress the Artificial Production Review had made on such a difficult and polarized issue.  It has become clear that there is a significant role for artificial production in the region, he stated.  I don’t know reach-by-reach how artificial production will be used, but it will be used, Lohn said.  We are working hard to develop a unified plan, and we know “the answer is not that we will have no artificial production, but we need to find the right place,” he added.

Lohn explained that after the group spent some time polishing the policy document, the day would be dedicated to discussing implementation.  We want to open up the discussion to the day-to-day realities of funding and facilities, he said.  Lohn indicated that implementation would not be a part of the current report to Congress, but he said it was time to start discussing what resources will be used to implement the artificial production policies.  The question is how do we meet the needs of those of you who are managing the facilities and trying to produce fish that will benefit the region, Lohn said.

So far we have focused on the “what” of the artificial production policies, and we have not had a chance as a group to talk about implementation, meeting facilitator Jim Waldo agreed.  He said the first part of the day would be spent on the policy document, adding that it was not the intent to wordsmith the content.  By June 22, I want to receive any written comments you have, Waldo added.  He said the staff would take the comments into account in finalizing the document.  The second major issue of the day is the “how” and the “who” of implementation actions, Waldo said.

An Overview of the APR Report

Consultant John Marsh walked the group through an overview of the policy document (Attachment 1), noting that he had discussed the document with some of the committee members over the last couple of weeks and gotten some reactions.  We have spent lots of time on the “what” of artificial production, Marsh said.  We aren’t all the way there yet, but “we may not get complete consensus,” he added.  Some of you have said that “we do seem to be mostly there” with the coordinated policy part, Marsh said.  I have also heard comments that the Executive Summary of the document paints an inaccurate picture of what is in the report – it comes off as negative, he added.

The report has three sections, Marsh continued:  background, coordinated policy, and implementation recommendations. The background states that there are limited funds for fish and wildlife (F&W) programs and for hatcheries, so we want to maximize the benefits – “not a controversial point,” he said.  The route to maximizing the benefits, Marsh explained, is to reconcile four areas:  provide broader harvest opportunities; improve the survival of hatchery fish; avoid harming wild (naturally spawning) populations; and protect and rebuild natural populations.  The means to reconciling these four issues requires a policy decision, he said.

The coordinated policy that comes out of the Artificial Production Review will become a piece of the Council’s multi-species framework, and it will become a part of the Council’s F&W program amendment process, Marsh went on.

Hatcheries are subject to legal mandates, such as Treaty rights, Endangered Species Act (ESA), and other federal laws, and the point of the policy is not to supersede these, he stated.  “The policy statement needs to respect these,” Marsh added.

The policy lists five purposes for artificial production, he went on:  augmentation, the motivation for which is to increase harvest; mitigation, to make up for destroyed habitat; restoration, to hasten rebuilding stocks; preservation, to deal with populations faced with imminent demise; and research, to find ways to use artificial production for these other purposes.  It should also be noted that an artificial production program can have multiple purposes, and those can change over time, Marsh added.

Stacy Horton, NWPPC staff, suggested that resident fish substitution is a purpose of its own, aside from the categories listed in the report.

Overall, a coordinated policy must be scientifically sound and achieve management objectives and biological goals, Marsh said.  The report lists nine general policy goals, he explained:  artificial production should be considered only in the context of the environment in which it will be used; the benefits of artificial production over the entire life cycle remain unproved and programs must still be considered experimental; hatcheries exist as part of a larger system; artificial production should seek to protect and restore biological diversity; locally adapted or compatible broodstocks should be used; harvest is a legitimate objective, but rates and practices must be geared to sustain naturally spawning populations; all hatcheries should serve one or more of the purposes listed in the report; decisions on artificial production should be made within subbasins, but with a regional perspective; and risk management strategies should be consistent with those applied to other stages of the fish life cycle.

With regard to implementation, Marsh said the committee at its first meeting had raised the question of how to get the policy recommendations “to happen on the ground.”  People saw the work as useless unless it is implemented, he said.  A part of implementation is to develop performance standards, Marsh explained.  Brian Allee of the Columbia Basin Fish and Wildlife Authority is in charge of an ad hoc group that is developing standards, he said, and they expect to have something completed by September.  People have commented that we need to get that work done sooner, Marsh said.

The report recommends using existing processes to implement the recommendations, but not everyone is comfortable with that idea, he continued.  Another recommendation is to re-evaluate hatchery purposes over the next five years in the context of the subbasins, Marsh said.  The report recommends using an ad hoc group, including the Science Review Team (SRT), to do that, he explained.  Some folks do not want the SRT to be involved, Marsh reported.  Two ideas for carrying out the review have surfaced, he said:  one involves picking one hatchery in each subbasin and doing “a full-meal deal” of a review; a second idea involves using an accreditation approach in which a hatchery would either be accredited or not.  You could link this review to funding or not, “but it does bring up that question,” Marsh said.

The report addresses the issue of coordinating with other processes, such as U.S. v. Oregon, he continued.  Some say those negotiations should be opened up to everyone, but there are legal reasons why that cannot happen, Marsh said.  But those who are participating in U.S. v. Oregon need to give us some advice, he added.  There seemed to be a feeling among some I talked to that the draft carved out a role for the Council that is “overstepping its authority,” and that the Council could decide which hatcheries ought to go, Marsh said.  People felt that is not an appropriate role for the Council, he said.  In terms of coordinating with the multi-species framework and the Council’s F&W program, people said the Artificial Production Review recommendations need to go forward and could be sidelined by linking them too closely with these processes, Marsh stated.

There is also a need to coordinate with what’s going on under the ESA, he said, adding that the comment has been that we do not want to be “overly reliant” on the ESA to implement the Artificial Production Review recommendations.  There is a potential timing issue here, Marsh explained, and people have also pointed out that only listed stocks are affected by the ESA.

According to the draft report, hatchery operators are to submit a self-evaluation as part of the current funding review process, he said.  There is concern over whether the operators are the right people to do an evaluation, Marsh reported.  Other commenters said funding artificial production on so short a cycle as annually is “ridiculous,” he said.  The report recommends that once an evaluation has been done, consistency with the principles, purposes, policies, and performance standards be required and funds made available on that basis, Marsh concluded.

Committee Discussion

Waldo referred the participants to page 8 of the draft (Attachment 2) and asked if the staff’s redraft had adequately addressed concerns that the artificial production policy would be used as “an excuse” to de-emphasize legal and Treaty obligations and fisheries.  Stephen Smith of the National Marine Fisheries Service (NMFS) said he thought the language was much better than the last version.

We might want to address the issue that with dam removal, you take out the mitigation responsibility, Bill Bakke of the Native Fish Society pointed out, noting that recent events in Oregon had raised that point.  “That would take us into a few briar patches,” Waldo observed.

Waldo asked if the language on page 9 that deals with purposes hit the mark.  The language is intended to acknowledge that a program may have a combination of purposes, and as we learn more, we may shift purposes over time, he explained.  Evaluation should take into account any change in purposes, Waldo added.  We tried to line up the purposes with evaluation, he said.

Horton suggested that this might be a place in the document to refer to resident fish substitution.  Kirk Truscott of the Colville Tribe said a better explanation of substitution should be included under the description of mitigation on page 14.  Waldo indicated the staff would put in some language for people to consider.

Doug Dompier of the Columbia River Inter-Tribal Fish Commission (CRITFC) suggested that the statement should be broad enough to include both anadromous and resident fish, since substitution takes place with both.  Would this discussion of substitution include the following situation: you have a steelhead mitigation goal in one area that cannot be met, so you substitute a bass fishery in another location? asked Don McIsaac of the Oregon Department of Fish and Wildlife (ODFW).  The Council’s F&W program is clear that substitution refers to documented losses in the blocked areas, Horton responded.  The type of program you are talking about is mitigation, she said.  The situation I described needs to be addressed, McIsaac said.

These purposes are intended to describe the reasons for artificial production, Marsh stated.  The issue here is not “what is allowable,” he said.  Waldo suggested that the discussion was ranging over three situations:  the first is the blocked areas, and for those, you have substitution.  Second, below the blocked areas there are species that are gone or functionally gone, and you substitute with another fish.  Third, you have a mitigation requirement, but due to whatever factors, you do not meet it with the species intended.  Is there a way to finish meeting the obligation through substitution?  The question is:  what set of decisions will you make to meet the obligation if you are not dealing with a blocked area?  We can capture that, he stated.

Don Campton of the U.S. Fish and Wildlife Service (USFWS) suggested that a column for “goal” be added to the table on page 12.  Mitigation is a confusing term, he said.  The purpose will be different depending on the goal – whether it’s genetic conservation or a lost fishery, Campton said.

Is there some reason why there is a distinction between what the SRT wrote and what appears here? asked Nick Gayeski of Washington Trout.  These purposes are not exactly what was in the SRT report, Marsh acknowledged.  These are amalgams of what the SRT wrote and the discussions we have had in the committee, he said.  I don’t think they are “untrue” to the SRT, Marsh added.  The SRT had research, preservation, and reintroduction as purposes, Gayeski said.  There is a disjoint between this and what the SRT said, he added.  Of the five purposes, there has not been much debate except on what is called mitigation, Marsh responded.  We had extensive discussions on that, and it has been controversial -- we have struggled with it, he said.

We will go back and see how these relate to the descriptions in the SRT report, Waldo stated.  “We spent a huge amount of time on this,” but we can probably clarify it, he said.  I doubt it will change much, Waldo added.

Lee Hillwig of USFWS suggested a wording change on page 14 to clarify that mitigation is a hatchery purpose that would remain permanently.

We may need a goal statement, Bakke suggested.  A goal would help us relate the purposes to policies, he said.  For example, bio-diversity -- how is that to be achieved by each of these?  Or is one more likely to address it than another? Bakke asked.  The relationship of policies to purposes has not been worked out, he said.  The purposes relate a lot to habitat, but not all problems are related to habitat, Bakke continued.  Sometimes we have good habitat, but too many strays, he said.  The biological problem is not comprehensively addressed just by looking at habitat, Bakke added.  The synergy between harvest, dam mortality, and drought can cause a failure in the production system, he said.

Everything is connected, but we have to be careful -- we aren’t writing the Columbia basin fish plan, Waldo responded.  We can’t let this get too diffuse if we want to make progress, he added.  Hatcheries receive funds because they respond to a problem, Bakke said.  We need to say how hatchery reform will help us address a dynamic problem, he stated.  “It is so simple, it is almost misleading,” Bakke added.

I would disagree that we have oversimplified, Tim Stearns of Save Our Wild Salmon stated.  We have described five layers of review here, from purposes and laws and Treaties through basin and subbasin goals, he said.  We have made this a pretty complicated layering, Stearns observed.  Artificial production policies can’t drive the overall F&W policy in the region, but the converse can’t be true either, he said.  Our challenge is to come up with a more disciplined way of going through the layers, Stearns suggested.  The purposes are not “good or bad,” he continued.  They are only tools to use in this layering process, Stearns said.

Almost all of the hatchery reviews have said we need to be clearer about our purposes in the future, Waldo said.  These purposes don’t tell you the outcome, they just help you set up an analytical framework, he stated.

The challenge is to create a structured way to look at this so all decisions go through the same process in the future, Stearns said.  “Even good hatcheries get picked on because of the undisciplined way we analyze performance,” he concluded.

A Crack at the General Policies

Waldo suggested the group “take a crack” at the general policy statements.  Bob Foster of the Washington Department of Fish and Wildlife  (WDFW) referred to page 17, policy 5.  I have a difference of opinion, he said.  “Mimicking” the natural population may not be the most effective approach, Foster said.  The habitat may be so changed, that is not the case, he stated.  We tried to express that as “a testable hypothesis,” Waldo responded.  I also question the way the information is ordered here, Foster said.  It gives the negative view first, followed by a modifier, he pointed out.  Artificial production is being painted as “a bad thing” in every case, Foster said.  I don’t see it that way, Waldo replied.  It is not “a pro or con,” but rather it is how would we accomplish this, he said.

We need to clearly explain throughout the document when something is a hypothesis that we are going to test, Horton suggested.

On page 18, policy 6, I suggest you add “only” to the statement, Gayeski said, noting that the statement would then read:  “Production for harvest is a legitimate management objective of artificial production only if implemented consistent with the principles and policies described here.”  Stearns suggested that some language could lead to the need to amend “about 30 statutes.”  If this document is stating policy recommendations to Congress, I don’t see that we are creating any legal problems by suggesting things that are not in the law now, Gayeski responded.

Truscott suggested there be some explanation in policy 1 with regard to “the natural environment.”  We are “a far cry” from natural environmental factors – a reservoir is not a natural environment, he added.  In evaluating whether a program will be successful, you look at the environment in which a species will be living, Waldo said.  You still need to look at all factors – carrying capacity, species interactions, and so forth, he added.

We are operating in an environment in which a part is artificial, Hillwig observed.  This policy sounds like all of the components have to be there, when in fact artificial production may be totally replacing one of those components, he said.  The point is you look at the stage at which you are interceding -- you look at the life cycle of the fish and at the other limitations, Waldo said.  We need to rework this, he acknowledged.

We have nothing that explains this basin is an altered environment, Foster commented.  The readers may not even understand that blocked areas exist, he said.  We will go back and make sure that is here, Waldo replied.

Policy 7 says that for a decision on a preservation hatchery, a plan must be in place, Horton noted.  She suggested that in some cases, the Kootenai River white sturgeon, for example, a species could be lost if there is not some provision for a low-cost, temporary measure.  But when do you say “enough is enough” when it comes to a temporary program? Dompier asked.  The solution may be to define “plan,” Stearns said, adding that it could be something National Environmental Policy Act (NEPA) based.  Use NEPA as the criterion for a plan, he suggested.

I don’t see anything that addresses a response to “the other four Hs,” Hillwig said.  How do we integrate with them? he asked.

Policy 1 is labeled the “core” policy, Bakke pointed out.  Aspects of policy 4, which deal with “the animal,” should be reflected in policy 1, which deals with the environment, he suggested.  Number 1 is not tied to the attributes of the animal, Bakke said.  That makes complete sense, Campton agreed.  Policy 1 should say something about maintaining the biodiversity of these resources, he added.

Why not take out the statement that policy 1 is a “core” policy, Allee suggested.  That seems to set up the idea of a priority here, and it makes “a value judgment,” he observed.  Yes, that may be a better way to get at the issue, Waldo agreed.

Gayeski suggested policy 4 become policy 1.  Congress will remember the first thing listed -- it’s a tactical issue, he added. We would not want policy 4 first, Dave Johnson of the Nez Perce Tribe said.  There is not consensus on moving those items, he stated.

Guidelines and Performance Standards

The issue is how do we get to a more specific translation of these policies, Waldo said.  The draft report says that the Council does not now intend to recommend a definitive set of guidelines and performance standards, but they will be developed by September, he indicated.  We didn’t feel we could work through these before we needed to submit the report to Congress, and we didn’t want to do a hasty job since they will be very important, Waldo explained.

The first set of performance standards will be generic and not specific to facilities, Dompier observed.  I can see the value of doing them for each hatchery, he said.  Dompier suggested a generic set of performance standards be developed, put out for some public review, and be made part of the report to Congress.   We have to finish this, he urged.  “Everybody gets some breathing space,” and then the next step, developing individual performance standards for each hatchery, becomes most crucial, Dompier said.

We are delaying this again, Bakke said.  We should make this a complete report to Congress, he added.  Why aren’t the SRT guidelines on implementation in here? he asked.  I don’t see this as slowing or “watering down” the report, Waldo responded.  With a focused effort, we could get them done in pretty rapid time, he said.  If your question is whether this is an attempt “to punt,” that is not my view, Waldo added.  There is “a lot of meat” here for Congress to absorb, and the rest can follow on, he said.  On page 20, we indicate other important documents relative to artificial production, and the SRT report is in the list, Marsh pointed out.

The performance standards will be a tough process to pull off, Stearns observed. When we get to performance standards, we may revise this document, he said.  If you can’t measure or monitor it, it may not be worth considering – some of the policies may become inoperable once the performance standards are developed, Stearns suggested.

We have crafted this so policies and principles would not need to be changed, Waldo replied.  The rest is getting at the applications at “a finer grain of detail,” he said.  There will be more work, but we do not envision changes in policies and principles, Waldo stated.  You may not need to make changes, Stearns agreed.

The Phase I deliverable to Congress is in July, Allee summed up.  We have a start on Phase II, with a deliverable to Congress at the end of September, he continued. Doug is suggesting that ultimately you go to individual hatcheries and classify each with purposes and objectives -- that is Phase III, Allee said.  In my view, this is where we are going, and outlining this to Congress would be satisfactory, he stated.

This afternoon when we discuss implementation, we can talk about this further, Waldo said.  Bill has expressed reservations that we are not doing the performance standards now, he added.  What is your reaction to this approach? Waldo asked.  I like it, Smith responded.  Generic performance standards is where we want to go, followed by finetuning to the details of a facility, he said.  This dovetails with what we are doing in the ESA, Smith added.

I agree, Foster said.  At this point, this is an unfunded activity -- if we want to use BPA funds, we cannot fund this until 2000, he observed.  In the ESA, we are trying to prioritize which hatcheries need things sooner than others, Smith said.  Then we lay out the priorities over a period of years to get actual individual plans, he explained.  There are quite a few remedial actions, like those outlined by IHOT, that have to be dovetailed, Tom Rogers of Idaho Department of Fish and Game pointed out.

I have the same concerns as Bill Bakke, but I understand the difficulties, Gayeski said.  He suggested that a risk assessment and protocol are needed to deal with what to do when funds are not there.

With regard to performance standards, the SRT report made it really clear that it would be inappropriate to have a generic set of standards applied to both anadromous and resident fish, Truscott said.

Congress is gone much of July and all of August, Stearns said.  If we hand them something now, they will have trouble processing it right away, he observed.  Stearns cautioned against missing the September deadline due to the schedule of Congressional budgets.  He also suggested some prototype testing of performance standards be done.  We need a fairly decent analysis of what it will take to implement and what we will do with the data, Stearns continued.  We have a few hundred facilities, and we have to come up with a sensible program to do this, he said.  The more orderly we demonstrate we can do it, the more likely we are to get funding, Stearns said.  “I don’t want to see this be an unfunded mandate that managers resent,” he added.

This is an unusual appropriations year, observed facilitation team member Dan Evans.  This is a year when the decisions will be made late, so there may be some “wiggle” room, he said.  I wouldn’t give up on the 2000 budget yet, Evans added.

Hillwig questioned the structure of the guidelines and performance standards section.  It starts out with the SRT concept, which “in theory” is good, but in practice may not work, he said.  Putting this first may not be the best approach, Hillwig suggested.

Will we not include the guidelines from the SRT report in this report? Bakke asked.  The Council is intending to forward the SRT report as an attachment, Waldo replied.  The performance standards will use the SRT guidelines, but they are not limited to them, he added.  The Council position is that there are a number of sources from which you can draw for performance standards, Waldo stated.

This raises the question of why convene the SRT if staff treats its report as one more among many reports, Gayeski said.  My feeling is that you should include the SRT recommendations as part of this report, he stated.  For some of us, that was not such a good report, Dompier pointed out.

I think the Council staff is taking the SRT recommendations very seriously, Waldo stated.  But it is not the only thing that will be considered, he said.  The Council treats the SRT report as a very serious document and one they intend to use as part of their decisionmaking, Waldo reiterated.

It’s difficult to understand what the guidelines are supposed to accomplish without stating the goals, Campton said.  We are developing performance standards for each purpose, Marsh said.  There are benefits and risk indices that will be addressed, he said.  “I think this works,” Marsh stated.  One of the recommendations is to develop natural rearing technology, Campton said.  What is the goal?  Why are we doing that? he asked.

I agree that a goals column needs to be on the page 12 table, Gayeski said.  What hasn’t been mentioned is the desire to prevent domestication of fish to the artificial environment, Campton said.  This is a report to Congress, Smith responded.  There is room ahead to put in the detail, he said.

Don is correct, Allee observed, but that is a level of detail that may not be appropriate to this report.  Postulating genetic effects is something that may be dealt with in the performance review process, he said.  In my view, we are proceeding in ever-increasing levels of detail, Allee stated.  It is an appropriate issue, but it is in the next step, he said.

Implementing the Artificial Production Policies

Smith said NMFS is looking for implementation that clearly demonstrates the policies are achieving the goals of hatchery reform.  We now have six or seven processes that are reviewing hatcheries, he observed:  U.S. v. Oregon, ESA with its biological opinions (BiOps) and recovery plans, the Council’s F&W program and BPA funding, the multi-species framework, Congressional funding, and the federal caucus.  I’m interested in looking at this menu of choices and deciding where we can do our work, Smith said.

He noted that NMFS put out a BiOp on hatcheries in March and is now looking at developing hatchery and genetic management plans.  We are trying to get those lined up with what is going on in this process, Smith said.  My interest is how we can implement reform and find ways to defer to existing processes, so “we do it once and do it right,” he stated.  Smith said NMFS has developed a draft template for the hatchery and genetic management plans and is looking at how to do risk assessments.  He indicated that hatchery managers should only have to do one, not multiple plans.  We should have an aligned process to show Congress, according to Smith.

Waldo asked where the Artificial Production Review fits in, and Smith said it will lead to what hatchery objectives will be.  Gayeski suggested that the issues of wild population trending and how wild populations will be impacted by the policies should be addressed.

Smith said people are frustrated by all the processes.  If we keep doing all of these processes, what value are we adding? he asked.  There is a big cost in terms of time, money, and distraction, Smith said, and we need to make sure that all of the process is adding sufficient value for the time and effort.  The process is slowing down the pace of reform, he stated.

We have people doing work in four processes, Hillwig observed.  Maybe we could develop an agreed-upon way for one piece of work to fit into several processes, he said.  Maybe you can’t get everything into one process, but you can share among them, Smith said.  The performance standards we develop should be identical to what is in the ESA process, he added.

“I was optimistic this morning about developing performance standards, but I am losing my optimism,” Dompier said.  ESA is not the “end-all” process, he stated, adding that he did not think the region has to ask NMFS “to bless our work with your BiOp.”  ESA is just another process – they write the BiOp to fit their needs, Dompier said.  They have to bring their process to the table to be reviewed and looked at, he continued.  None of these processes is higher than another, Dompier said.  “The ESA isn’t doing us any good on this river,” he stated.

I’m not talking about authority, Smith responded.  Everyone keeps their authority -- I’m talking about documents and products that feed into the decisions, so we don’t have to do these things repeatedly, he said.

Waldo observed that agencies, like NMFS, can’t cede their authorities, but can come together to make decisions that are compatible.  That’s better than being ignorant of one another, he said.  If something under the ESA covers the same subjects that are being dealt with elsewhere, we can join them, Waldo said.  Some things will have to be “thrashed out,” but where there are not disagreements, we can accelerate the pace of reform, he stated.

Whither Goest U.S. v. Oregon

For those of you involved in U.S. v. Oregon, how does it interact here? Waldo asked.  “I have heard that victory is not immediately around the corner,” he said.

Our plan is that as we are negotiating, we try to resolve our ESA, Treaty, and fisheries restoration obligations, Smith said.  We are trying to be sure we balance all three mandates, he added.  What if there is a conflict between Treaties and the ESA? Stearns asked.  We work it out there, Smith replied.  Are you reliant on Council funding to implement the outcome? Stearns asked.  Would you expect the Council to accept the outcome? he inquired.  We want all plans to align and pass muster with funding, Smith responded.

Where does the multi-species framework fit in? Stearns asked.  We are starting to engage the framework and the federal caucus, Smith explained.  Within the federal family, there has to be consistency in where we are going in all of the processes, Hillwig commented.  We are not going in one direction in U.S. v. Oregon and another elsewhere, he added.

For those of you in U.S. v. Oregon, is there a realistic expectation of coming to grips with these issues? Waldo asked, adding that it has been assumed that decisions out of those negotiations would point the way to funding and policies.  There is also a concern about how this marries with the framework, he added.  Maybe what we have to do is acknowledge there is an existing process and get on with this hatchery evaluating, Dompier responded.  If the Council puts something out signaling that its involvement will be through re-evaluation of hatcheries, that might be just the thing needed to get people talking, he continued.  I don’t think we should stop because of anything else, Dompier added.

I don’t see U.S. v. Oregon breaking down, Smith observed.  A lot has been done, but “a real time issue took precedence,” and in time, the energy will go back into long-term negotiations, he said.

Getting the Timing Right

The report recommends re-evaluation of hatcheries over three years, Waldo said.  Is this the right period of time? he asked.    Three years may not be bad, if you figure the first audit isn’t critical, Foster responded.  With IHOT, it took us four or five months to come up with the initial evaluation, he said.  My reaction is not unfavorable, Foster stated.

Three years is fine, Dompier said.  With regard to who should oversee the re-evaluation, we will need facilitation as we get started, but it should be dropped after the first few meetings when the difficulties are worked through, he observed.  Dompier suggested there be an evaluation team for resident fish and another for anadromous fish, and that they should include a mix of members -- managers, tribes, power-side representatives, and Council reps.  “This should not be secret,” he stated.  I view this as very doable and it could proceed immediately as the performance standards are finalized, Dompier added.

IHOT involved a focused technical audit, Rogers said.  This will look at a lot more things, so it will take more time, he commented.  Funding will be a significant problem, Rogers added.  Gayeski suggested some “high-profile” facilities be selected to undergo a prototype audit with costs, ecological impacts, interactions, and the IHOT findings.  We need a template for what the evaluations should look like, he added.

Would there be value in a preliminary assessment to get an initial idea of what is involved? asked Brian Walsh, NWPPC staff.  Smith noted that in the March BiOp, NMFS put the most problematic hatcheries first on an evaluation list.

This will be a big job, and it will take a lot of time and funding, Hillwig observed.  We don’t have the staff to launch into it, he said.  It will take serious planning, and it will be important to get with key people to come up with a proposal on how to proceed, according to Hillwig.

Waldo agreed.  We view this “as the start, not the end of the conversation,” he said.  Bob Lohn knows it will take money, and he will try to find it, Waldo said.  We need to think through the planning, he continued.  On the one hand, we need to pick a few evaluations to do to try this out, and on the other, we need to do some in-depth work, “understanding there are systemwide issues that will not sit and wait,” Waldo explained.  How do we address both of these? he asked.

Is there merit in selecting hatcheries that represent each of the purposes? Allee asked.  He also suggested that the IHOT process might be something the group could build on.  The IHOT audits cost over $500,000, and that’s got to be something valuable to build on – it’s an essential data set, Allee stated.  “We can reinvent an acronym since IHOT was defunded,” but the process incorporated a comprehensive group of folks from around the basin – the representation covered everybody, including FERC-licensed projects, he said.

NMFS is talking about developing hatchery and genetic management plans, Dompier observed.  How about taking the first ones and using them as our starting point, he said. That may be something to take into account, depending on NMFS’ schedule, Waldo indicated.  We set our schedule based totally on the ESA schedule, so it may not work perfectly, Smith said.  If we have agreed-upon policies and performance standards, we won’t need to do this as a committee – “if all the game rules are laid out, an agency or tribe could bring in the first draft,” he said.

In the Yakima hatchery, we have implemented all of the SRT recommendations, and we have been monitoring for genetics, survival, reproduction, and harvest, David Fast of the Yakama Indian Nation said.  “I can say that BPA does not have enough money to do this at 100 hatcheries,” he stated.  It’s going to take a long time and a lot of money, Fast said.

Stearns drew an analogy between evaluating hatcheries and doing energy audits.  After spending a lot of time and money on individual audits, it was clear that we put roughly the same amount of insulation in each house, he explained.  Stearns also indicated that with energy conservation programs, a lot of data was gathered, 90 percent of which didn’t matter.  That’s why I’d propose doing prototypes that could tell us what we need and what we don’t, he suggested.  “Do overkill on the first ones, but then figure out what is relevant,” Stearns recommended.  And first talk to the guys who went through IHOT, he said.  “Data for the sake of data isn’t worth it,” Stearns added.

Just the sheer number of facilities means it will be an involved process, Hillwig said.  I don’t think we can resolve it at this table, he said.  My thought is that a smaller group will have to come together to plan this, Hillwig suggested.

We have a lot of different kinds of “houses,” Rogers said in response to Stearns’ analogy.  We can’t compare upriver hatcheries to the Yakima hatchery, for example, he stated.  The concept is to pick a number of facilities where you are looking for certain activities, Waldo said.  A smaller group can sit down to plan how we do this, he added.  Waldo summarized the comments and acknowledged that the Council staff needs to think through how this is to be integrated with the framework and Council processes.

We have three major initiatives being talked about here, Smith observed:  first, the report to Congress; second, Brian’s ad hoc team on performance standards; and third, we are talking about another ad hoc team to look at the process and implementation issues.  How do we take this to the next step? Waldo asked.  We could have another work team take a stab at it, he suggested.

Are your concerns being addressed as we proceed? Waldo asked Bakke.  I don’t feel any lack of opportunity to be involved, Bakke replied.

Is Self-Evaluation an Effective Approach?

What do you think about self-evaluation? Waldo asked.  “When I saw this, I thought this is something we should not do,” Dompier responded.  If someone wants funding, then we should evaluate what they are doing, he said.

I disagree, Smith stated.  I think the facilities are going through a lot of changes now, and “we will see more after the next BiOp,” he said.  I think maybe we ought to focus here on performance standards and have managers apply them to their own facilities to determine where they stand, Smith said.  Then let the entities evaluate their own facilities based on the standards we’ve agreed to, he recommended.  If their performance is not adequate, get an independent audit, but let the managers bring forward their review, Smith urged.

A funding review is negative, Hillwig said.  I think it should be performance, he added.  We also have PUDs and others operating on a different time frame than the Council’s funding process, Foster observed.  Self-evaluation is the way to start, he said.

I’m not sure there is a conflict between a funding review for major renovations and having a performance review, Gayeski said.  In a self-evaluation, there is a good reason not to have the connection with funding be a big driver, he stated.  Obviously you want to ask the hatchery manager to be involved, but if sustained funding is the issue, the public is entitled to an independent review, Gayeski stated.

Stearns suggested that an accreditation approach like that used at a college could work.  The school first does its own evaluation and then a team of experts visits to see first hand what is going on, he explained.  It’s a pretty good model, Stearns added.  After this process, you determine whether a facility is in compliance or needs improvement, he said.  “I am nervous about putting this into the funding cycle – managers will hate it,” Stearns stated.

After the accreditation review, an institution can decide whether to commit resources to making needed improvements, Waldo pointed out.  “It’s not taking money away, it’s putting the institution in a position of making choices,” he stated.

BPA spent a lot of money on the IHOT audits, Allee said.  An interdisciplinary team went out and visited the hatcheries, and those audits have not been used much, he said, adding that the IHOT data could be a departure point for the evaluations.  I hope we are trying to find key indices and planning to begin to apply those to hatcheries based on their purpose, Allee indicated.  It may be that for some hatcheries, the recommendation is that they be closed because it would be too expensive to bring them up to standard, he said.

This sounds like the discussions when we began – there was fear this effort was to close hatcheries, Dompier observed.  That’s “a bad message” – it’s better to say we will modify, he added.  We want to get programs operating to improve things for fish, Dompier continued.  It’s not a good idea to self-evaluate, he reiterated.

Somewhere along the line, there has to be a way to say the failure may not be due to hatcheries, Rogers commented.  Smith said he could envision a web site that had all of the information about a hatchery, including performance, that could be used for making investment decisions.  If an entity in charge of a facility is not meeting the standards, then you ship someone in there to look at the program, he suggested.

It’s important to prioritize the remedial actions on a basinwide scope, George Nandor of ODFW said.  “I’m leery of an accreditation system” for “the good hatchery seal of approval,” he indicated.  It’s more important to get improvement for the dollars spent and not “blackball” hatcheries, Nandor said.

Hatcheries are in transition, Hillwig said.  We need to get hatcheries to where we want them to be, but not talk about shutting them down, he said.  Shutting hatcheries down and restarting them is an expensive thing to do, he observed.  We need to look at where we need to make improvements without the threat, according to Hillwig.

If people feel threatened, you don’t get change, Waldo stated.  This is not a program to justify “everything that is going on” – it is an opportunity for change, he said.  We are trying to figure out how to work through this transition time and take advantage of the opportunity, Waldo said.

We are trying to create “a safe way” to reform this program, Stearns agreed.  I don’t want to shut down hatcheries, he said.  It’s important to keep moving in the spirit of getting through the transition, Stearns added.

If I were CEO of a Fortune 500 company brought in to turn things around, but I assured everyone that no one would lose a job and no facility would be shut down, would you have confidence in me if I took that off the table first thing? Gayeski asked.  We are natural resource agencies and are not about “making a buck,” Hillwig responded.  We  have to base things on the risk to the resource, he added.  We are working in an area where the science is not always clear, and we have a lot of constituencies to serve, Hillwig said.  He indicated that he was not saying  “we should protect facilities at all costs,” but that there are other factors involved.

People make these types of decisions in the corporate world, but they do it with employee morale in mind, Gayeski said.  The message should be that decisions will be thought out and fair, but it’s not off the table, he stated.  We owe those in the basin who fund the programs and who have an interest in the resource an assurance that hatcheries meet performance standards and operations are well done, Gayeski urged.  I don’t think we can assure them of that if we take the option off the table, he added.

Next Steps

Steve has recommended that a small group come up with recommendations on implementation, and the performance standards group will continue to meet, Waldo summed up.  This committee will probably meet a couple of times between now and September, he added.

Would the new subgroup create an array of choices? Stearns asked.  Not that you would have a joint body with the other processes, but a common analytical base? he inquired.  Some decisions cannot be combined, but we may be able to combine some issues, Smith responded.  Consultants may need to be involved in that process, he added.  I would like to see this second group as the place we can take ideas about funding, Waldo said.

As an issue of trust, neither subgroup should put anything out without the approval of the whole committee, Smith suggested.  Waldo agreed.

The PRC will meet again on July 12, and at that time, there will be a redraft of the report and recommendations, with today’s comments and any written comments we receive, Waldo said.  That will be the final to go before the Council in July, he added.  Lohn pointed out that the report would need to go to the Council’s Fish Four first.

The calendar is:  June 22 for comment deadline on the draft report and July 12 for a PRC meeting, with a report from the performance standards and implementation work groups.  Waldo said the revised draft report will go out to committee members shortly before the July 12 meeting.  Several people volunteered for the implementation work group, and Waldo said others may be called upon to serve.

Adjourn
Production Review Committee
June 14, 1999 Meeting Attendees

Brian Allee, Columbia Basin Fish and Wildlife Authority
Bill Bakke, Native Fish Society
Barry Berejikian, National Marine Fisheries Service
Don Campton, U.S. Fish and Wildlife Service
Doug Dompier, Columbia River Inter-Tribal Fish Commission
Dan Evans, Gordon Thomas Honeywell
David Fast, Yakama Indian Nation
Tom Flagg, National Marine Fisheries Service
Bob Foster, Washington Dept. of Fish and Wildlife
Mark Fritsch, Northwest Power Planning Council Staff
Nick Gayeski, Washington Trout
Jeff Gislason, Bonneville Power Administration
Shari Hildreth, Senator Slade Gorton’s Office
Lee Hillwig, U.S. Fish and Wildlife Service
Stacy Horton, Northwest Power Planning Council Staff
Rayola Jacobsen, Northwest Power Planning Council Staff
Dave Johnson, Nez Perce Tribe
Bob Lohn, Northwest Power Planning Council Staff
Paul Lumley, Columbia River Inter-Tribal Fish Commission
Joe Maroney, Kalispel Tribe
John Marsh, Parametrix/Consultant to Northwest Power Planning Council
Desmond Maynard, National Marine Fisheries Service
Chip McConnaha, Northwest Power Planning Council Staff
Don McIsaac, Oregon Dept. of Fish and Wildlife
Bj Mirk, Gordon Thomas Honeywell
George Nandor, Oregon Dept. of Fish and Wildlife
Pat Oshie, Yakama Indian Nation
Tom Rogers, Idaho Dept. of Fish and Game
Stephen Smith, National Marine Fisheries Service
Tim Stearns,  Save Our Wild Salmon
Kirk Truscott, Colville Tribe
Keith Underwood, Spokane Tribe
Jim Waldo, Gordon Thomas Honeywell
Brian Walsh, Northwest Power Planning Council Staff
David Wills, U.S. Fish and Wildlife Service

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